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About Us

S. M. Gupta & Co. is a Firm of Company Secretaries registered with the Institute of Company Secretaries of India.

Year of Establishment of the Firm - 1993

Peer Review Our Firm has been Peer Reviewed and the 2nd renewal Certificate is valid upto 31.03.2025.

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Our Services

Advisory Consulatncy Services

1. Companies Act, 2013
2. SEBI (SAST) Regulations, 2011
3. SEBI (ICDR) Regulations, 2018
4. SEBI (PIT) Regulations, 2015

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Representation Services

1. Appearing before Regional Director, Registrar of Companies and other officers of The Ministry of Corporate Affairs for client
2. Appearing before National Company Law Tribunal at Kolkata and all other benches

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Certification Services

1. Form PAS-3, Form DIR-12, Form DIR-11, Form MBP-1, Form MGT-14, Form CHG-1, Form CHG-4, Form INC-28, Form INC-27
2. Form ADT-1, Form AOC-4, Form MGT-7, Form MGT-15, Form DIR-3 KYC, DIR-3 Web KYC, Form DPT-3, Form MGT-8

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Compliance Services

1. Quarterly Capital Reconciliation Audit under - Regulation 76 of SEBI (Depositories and Participants) Regulations, 2018
2. Quarterly Audit of Investors Grievances
3. Assistance in Quarterly Corporate Governance Report

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